Sr Analyst ( Issuers, Information Agents, Transfer Agents, KYC ) Job at Conch Technologies Inc, New York, NY

K3Mva2Nhc3FNaHVjNUJsOXhTc21jT2ltekE9PQ==
  • Conch Technologies Inc
  • New York, NY

Job Description

Hi,

Title: Senior Corporate Actions Analyst

Location: New York City, NY (Onsite )

Duration: 12+ Months Contract

Job Description:
We are seeking an experienced Senior Corporate Actions Analyst with 7 10 years of hands-on experience in both mandatory and voluntary corporate action workflows and processes. The ideal candidate will possess advanced expertise in all facets of corporate actions, including complex event handling and security movements outside of ATOP (e.g., DWAC). Experience collaborating directly with Issuers, Information Agents, Transfer Agents, and Legal Teams is essential, with strong knowledge of regulatory and Know Your Customer (KYC) requirements.

Key Responsibilities:

  • Participate in the end-to-end processing of mandatory and voluntary corporate actions, ensuring accuracy and compliance with market standards and internal controls.
  • Oversee complex security movements, particularly those outside ATOP (such as DWAC), including documentation, reconciliation, and settlement processes.
  • Serve as a primary point of contact for Issuers, Information Agents, Transfer Agents, and Legal Teams, facilitating timely and accurate information exchange.
  • Review, interpret, and execute event terms for mergers, tender offers, exchanges, rights offerings, and other corporate actions.
  • Ensure all KYC information is collected, validated, and maintained in accordance with regulatory and internal requirements for event participation and security movements.
  • Monitor market announcements and proactively coordinate event processing, including exception handling and risk mitigation.
  • Develop and maintain procedures and documentation for complex corporate action events, security movements, and compliance requirements.
  • Liaise with internal stakeholders (Operations, Risk, Compliance, Legal, and Technology) to resolve issues and enhance process efficiency.

Required Qualifications:

  • Bachelor's degree (or equivalent) in Finance, Business Administration, or related discipline
  • 7 10 years of direct corporate actions experience, with deep expertise in both mandatory and voluntary event workflows.
  • Advanced working knowledge of DWAC and other security movement processes outside ATOP.
  • Proven experience liaising with Issuers, Information Agents, Transfer Agents, and Legal Teams regarding event processing and KYC information.
  • Strong understanding of regulatory requirements (including KYC/AML) and industry best practices.
  • Excellent analytical, problem-solving, and communication skills.
  • Ability to manage multiple priorities in a fast-paced, deadline-driven environment.
  • Proficiency with corporate actions platforms, settlement systems, and market data sources.

Preferred Skills:

  • Experience with process redesign, automation, or workflow optimization.
  • Familiarity with regulatory filings and documentation standards.
  • Strong project management and stakeholder engagement abilities.

With Regards,

Chanakya Bhadrachalam

Sr. IT Recruiter

Desk: 214-247-7117

EmaiL: chanakya@conchtech.com

Job Tags

Contract work,

Similar Jobs

ProPivotal Staffing

Senior Accountant (CPA needed) Job at ProPivotal Staffing

 ...Senior Accountant (CPA needed) We are looking for a Senior Accountant to oversee the research, analysis, and documentation of complex...  ...leadership and collaborate with external auditors Support internal controls and ensure adherence to regulatory compliance Required... 

National Park Foundation

Manager, Government Relations Job at National Park Foundation

Position DescriptionThe National Park Foundation is seeking an experienced professional to join our Government Relations team. The Manager of Government Relations will serve as an integral member in developing and executing the legislative strategy of the National Park... 

MicroHabitat

Event Photographer - Dallas, Tx Job at MicroHabitat

 ...Event Photographer Dallas (Freelance) MicroHabitat | (2) 1-hour contracts | Sustainable Urban Farming MicroHabitat is looking for a talented freelance event photographer based in Dallas to capture the essence of our vibrant outdoor urban farming events. Location... 

Planet Fitness

Assistant Manager Job at Planet Fitness

 ...Benefits: ~401(k) matching ~ Employee discounts ~ Training & development ~ Wellness resources Job Summary The Assistant Manager is primarily responsible for managing the day to day club operations. Ensuring that all performance and objectives are met in... 

PW Delivery Services LLC

Delivery Associate Walker Job at PW Delivery Services LLC

 ...PW Delivery Services, LLC is a locally owned and operated Amazon DSP dedicated to providing exceptional delivery service to our...  ...employees Competitive wages What Youll Do as a Delivery Associate/Foot Courier As a Delivery Associate/Foot Courier, youll stay...